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Cp vs Cpk: Why Your Process Can Be Capable on Paper and Still Make Scrap

Your capability report shows Cp = 1.67 — comfortably above the 1.33 your customer asks for. The same study reports Cpk = 1.00, and parts are drifting past the upper spec limit on the floor. Nothing is wrong with the arithmetic. Cp and Cpk answer two different questions, and the gap between them points straight at where your scrap is coming from.

This post walks the Cp vs Cpk difference with a worked example, the centering math behind it, and a clear verdict on which index to report to whom. The short version: Cp tells you what the process could do if it were centered; Cpk tells you what it is actually doing right now.

The one-line difference

Cp compares the width of your specification to the spread of your process and assumes the process sits dead center between the limits. It is a measure of potential — the best capability the spread alone would allow.

Cpk drops the centering assumption. It measures the distance from the process mean to the nearer specification limit, so any drift off nominal pulls the number down. Cpk is always less than or equal to Cp, and the two are equal only when the process is perfectly centered.

Tip Read the pair together, never Cp alone. A high Cp with a much lower Cpk is not a contradiction — it is a centered-spread problem hiding inside a consistent process.

The formulas, and what each one ignores

Both indices use the within-subgroup standard deviation (the short-term sigma you estimate from your control chart), so they describe the same process spread. Only the centering treatment changes.

Key Formulas $$C_p = \frac{USL - LSL}{6\sigma}$$ $$C_{pk} = \min\left(\frac{USL - \mu}{3\sigma},\; \frac{\mu - LSL}{3\sigma}\right)$$

The Cp formula contains no process mean at all — it cannot see where the distribution sits between the limits. Cpk inserts the mean twice and keeps the worse of the two sides. That single change is the entire story.

You can also write Cpk in terms of Cp and a centering factor, which makes the penalty explicit:

Centering Factor $$C_{pk} = (1 - k)\,C_p, \qquad k = \frac{|\mu - M|}{(USL - LSL)/2}, \qquad M = \frac{USL + LSL}{2}$$

Here M is the midpoint of the tolerance and k runs from 0 (perfectly centered) toward 1 (mean sitting on a spec limit). When k = 0, Cpk equals Cp. Every point of off-centering costs you capability you already paid for in tight variation.

A worked example where Cp passes and Cpk fails

Take a turned diameter with USL = 10.5 mm and LSL = 9.5 mm, so the tolerance width is 1.0 mm and the midpoint M is 10.0 mm. The process is tight but running high: mean μ = 10.2 mm, within-subgroup sigma = 0.10 mm.

Worked Example Cp = (10.5 − 9.5) / (6 × 0.10) = 1.0 / 0.60 = 1.67
Cpk = min[ (10.5 − 10.2) / (3 × 0.10), (10.2 − 9.5) / (3 × 0.10) ]
    = min[ 0.30 / 0.30, 0.70 / 0.30 ] = min[ 1.00, 2.33 ] = 1.00
Check with the centering factor: k = |10.2 − 10.0| / 0.50 = 0.40, so Cpk = (1 − 0.40) × 1.67 = 1.00. The two methods agree.

The spread is excellent — a Cp of 1.67 would clear an automotive critical-characteristic requirement. But the mean sits 0.2 mm high, only 0.3 mm from the upper limit, so Cpk collapses to 1.00 and the process is not capable by the usual 1.33 bar.

Now recenter the mean to nominal (10.0 mm) without touching the variation. Both sides become 0.5 mm / 0.30 mm = 1.67, so Cpk rises from 1.00 to 1.67. You bought a capable process by moving a tool offset.

Tip Recentering a mean is almost always cheaper and faster than reducing variation. When the Cp − Cpk gap is large, take the centering win first — adjust the offset, fixturing, or setpoint — before you spend money on a tighter machine.

What each index actually tells you

QuestionCpCpk
Accounts for process centering?NoYes
What it representsPotential capability if centeredActual capability as the process runs
Uses the process mean?NoYes (penalizes the nearer limit)
RelationshipCpk ≤ Cp; equal only when perfectly centered
Best used forMachine studies, tolerance design, ceiling on improvementCustomer reporting, PPAP, ongoing capability
Common Mistake Reporting Cp by itself on a capability summary. A reader sees 1.67 and signs off, never learning the process is making out-of-spec parts because the mean is off nominal. If you report one number to a customer, report Cpk.

The thresholds that matter — and where Ppk comes in

The conventional capability bar is Cpk ≥ 1.33 for a capable process, with Cpk ≥ 1.67 expected for critical characteristics in automotive and aerospace work. IATF 16949:2016 requires capability reporting for designated key characteristics, and the AIAG SPC Reference Manual is the methodology most North American suppliers cite for how those indices are calculated.

Cp and Cpk both use the short-term, within-subgroup sigma, so they describe a snapshot of a stable process. Their long-term cousins Pp and Ppk use the overall standard deviation across the whole study. When Ppk trails Cpk, the process is drifting between subgroups — that gap is a separate diagnostic from the Cp − Cpk centering gap. We cover it in detail in why the gap between Cpk and Ppk signals process instability.

One caution before you trust any of these numbers: a capability index computed from too few parts is noisy. See how many parts you need before a Cpk number is trustworthy for the sample-size math, and the histogram patterns a single Cpk value can hide when the distribution is not normal.

Which index to report — verdict by role

  • Process or manufacturing engineer evaluating a machine: lead with Cp. You want the ceiling the equipment can reach independent of today's setup, then use the Cp − Cpk gap to decide whether to recenter or reduce spread.
  • Quality engineer preparing a customer or PPAP submission: report Cpk (and Ppk where the customer asks for long-term performance). Cpk is the honest answer to “can this process meet the print as it runs?”
  • Quality manager reviewing a dashboard: watch the Cp − Cpk gap across characteristics. A wide gap flags a centering problem you can fix cheaply; a low Cp flags a variation problem that needs real investment.

If you are building these indices from measurement data, our control chart and capability tool calculates Cp, Cpk, and the within-subgroup sigma from an uploaded data set, so you can see the centering gap without rebuilding the formulas in a spreadsheet.

For the underlying methodology, the ASQ process capability resource and the NIST/SEMATECH e-Handbook section on process capability both lay out the Cp and Cpk definitions in full.